Klein v. Robertson Stephens

Court

District Court, S.D. New York (S.D.N.Y.)
Official Court Website →

Assigned judge

Gerard E. Lynch · 1,655 cases in index

Docket number

1:03-cv-03381

Cause

15:78m(a) Securities Exchange Act
15 U.S.C. § 78m

Nature of suit

850 Securities/Commodities
Alleged violations of federal securities or commodities laws.

Jurisdiction

Federal Question

Jury demand

None

Date filed

05/13/2003

Date terminated

02/28/2006

13,899 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · Klein · 1546 cases
• defendant · Robertson Stephens · 13 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is Klein v. Robertson Stephens?

Klein v. Robertson Stephens is a federal securities / commodities lawsuit filed on 05/13/2003 in the District Court, S.D. New York. The case was terminated on 02/28/2006. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:03-cv-03381.

When was the case filed?

Klein v. Robertson Stephens was filed on 05/13/2003. It was terminated on 02/28/2006.

What law is the case brought under?

The docket lists the cause as 15 U.S.C. § 78m.