Pfeffer v. FINRA's Arbitration Panel
Pfeffer v. FINRA's Arbitration Panel is a federal securities / commodities lawsuit filed on 10/25/2016 in the District Court, S.D. New York. The case was terminated on 05/24/2017.
A lawsuit records allegations and procedural activity. Being named as a party does not establish liability, wrongdoing, or the merits of any claim.
- Court
- District Court, S.D. New York (S.D.N.Y.)
Official Court Website → - Assigned judge
- Vincent L. Briccetti · 1,789 cases in index
- Docket number
- 7:16-cv-08321
- Cause
- 09:0010 Petition to Vacate Arbitration Award
9 U.S.C. § 10 - Nature of suit
- 850 Securities/Commodities
Alleged violations of federal securities or commodities laws. - Jurisdiction
- Federal Question
- Jury demand
- None
- Date filed
- 10/25/2016
- Date terminated
- 05/24/2017
13,907 Securities / Commodities cases in this court are indexed here.
Parties
- plaintiff · Pfeffer · 85 cases
- defendant · FINRA's Arbitration Panel
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is Pfeffer v. FINRA's Arbitration Panel?
Pfeffer v. FINRA's Arbitration Panel is a federal securities / commodities lawsuit filed on 10/25/2016 in the District Court, S.D. New York. The case was terminated on 05/24/2017. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, S.D. New York, docket number 7:16-cv-08321.
When was the case filed?
Pfeffer v. FINRA's Arbitration Panel was filed on 10/25/2016. It was terminated on 05/24/2017.
What law is the case brought under?
The docket lists the cause as 9 U.S.C. § 10.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record — docket 6101946 in the CourtListener/RECAP archive (verify this docket), court docket number 7:16-cv-08321 on PACER. Court, party, date and judge fields are reproduced from that record; case-type categories, statute decoding and all aggregate figures are derived by Docket Nexus (methodology).