Sec v. Lum

Court

District Court, District of Columbia (D.D.C.)
Official Court Website →

Assigned judge

Henry H. Kennedy · 1,160 cases in index

Docket number

1:99-cv-00170

Nature of suit

850 Securities, Commodities, Exchange
Alleged violations of federal securities or commodities laws.

Jurisdiction

Government plaintiff

Date filed

01/21/1999

Date terminated

02/12/1999

1,073 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · Sec · 1541 cases
• defendant · Lum · 56 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is Sec v. Lum?

Sec v. Lum is a federal securities / commodities lawsuit filed on 01/21/1999 in the District Court, District of Columbia. The case was terminated on 02/12/1999. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, District of Columbia, docket number 1:99-cv-00170.

When was the case filed?

Sec v. Lum was filed on 01/21/1999. It was terminated on 02/12/1999.