Sec v. Rothbart
Sec v. Rothbart is a federal securities / commodities lawsuit filed on 03/11/1992 in the District Court, C.D. California. The case was terminated on 03/20/1992.
A lawsuit records allegations and procedural activity. Being named as a party does not establish liability, wrongdoing, or the merits of any claim.
- Court
- District Court, C.D. California (C.D. Cal.)
Official Court Website → - Assigned judge
- Mariana R. Pfaelzer · 1,970 cases in index
- Docket number
- 2:92-cv-01535
- Nature of suit
- 850 Securities, Commodities, Exchange
Alleged violations of federal securities or commodities laws. - Jurisdiction
- Government plaintiff
- Date filed
- 03/11/1992
- Date terminated
- 03/20/1992
4,841 Securities / Commodities cases in this court are indexed here.
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is Sec v. Rothbart?
Sec v. Rothbart is a federal securities / commodities lawsuit filed on 03/11/1992 in the District Court, C.D. California. The case was terminated on 03/20/1992. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, C.D. California, docket number 2:92-cv-01535.
When was the case filed?
Sec v. Rothbart was filed on 03/11/1992. It was terminated on 03/20/1992.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record — docket 9475269 in the CourtListener/RECAP archive (verify this docket), court docket number 2:92-cv-01535 on PACER. Court, party, date and judge fields are reproduced from that record; case-type categories, statute decoding and all aggregate figures are derived by Docket Nexus (methodology).