Sec v. Southmark Advisory
Sec v. Southmark Advisory is a federal securities / commodities lawsuit filed on 10/29/2002 in the District Court, N.D. Oklahoma. The case was terminated on 01/29/2003.
A lawsuit records allegations and procedural activity. Being named as a party does not establish liability, wrongdoing, or the merits of any claim.
- Court
- District Court, N.D. Oklahoma (N.D. Okla.)
Official Court Website → - Assigned judge
- James O Ellison · 1,077 cases in index
- Docket number
- 4:02-cv-00830
- Nature of suit
- 850 Securities, Commodities, Exchange
Alleged violations of federal securities or commodities laws. - Jurisdiction
- Government plaintiff
- Date filed
- 10/29/2002
- Date terminated
- 01/29/2003
271 Securities / Commodities cases in this court are indexed here.
Parties
- plaintiff · Sec · 1544 cases
- defendant · Southmark Advisory
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is Sec v. Southmark Advisory?
Sec v. Southmark Advisory is a federal securities / commodities lawsuit filed on 10/29/2002 in the District Court, N.D. Oklahoma. The case was terminated on 01/29/2003. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, N.D. Oklahoma, docket number 4:02-cv-00830.
When was the case filed?
Sec v. Southmark Advisory was filed on 10/29/2002. It was terminated on 01/29/2003.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record — docket 11685092 in the CourtListener/RECAP archive (verify this docket), court docket number 4:02-cv-00830 on PACER. Court, party, date and judge fields are reproduced from that record; case-type categories, statute decoding and all aggregate figures are derived by Docket Nexus (methodology).