Sec v. Stratton Oakmont Inc
Sec v. Stratton Oakmont Inc is a federal securities / commodities lawsuit filed on 03/20/1992 in the District Court, S.D. New York. The case was terminated on 03/28/2003.
A lawsuit records allegations and procedural activity. Being named as a party does not establish liability, wrongdoing, or the merits of any claim.
- Court
- District Court, S.D. New York (S.D.N.Y.)
Official Court Website → - Assigned judge
- John E. Sprizzo · 2,769 cases in index
- Docket number
- 1:92-cv-01993
- Cause
- 15:78m(a) Securities Exchange Act
15 U.S.C. § 78m - Nature of suit
- 850 Securities/Commodities
Alleged violations of federal securities or commodities laws. - Jurisdiction
- U.S. Government Plaintiff
- Jury demand
- Both
- Date filed
- 03/20/1992
- Date terminated
- 03/28/2003
13,907 Securities / Commodities cases in this court are indexed here.
Parties
- plaintiff · Sec · 1914 cases
- defendant · Stratton Oakmont Inc · 48 cases
Other Cases Naming This Defendant
Stratton Oakmont Inc is named in 48 federal civil cases in this index. Recent Securities / Commodities cases naming the same defendant:
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is Sec v. Stratton Oakmont Inc?
Sec v. Stratton Oakmont Inc is a federal securities / commodities lawsuit filed on 03/20/1992 in the District Court, S.D. New York. The case was terminated on 03/28/2003. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, S.D. New York, docket number 1:92-cv-01993.
When was the case filed?
Sec v. Stratton Oakmont Inc was filed on 03/20/1992. It was terminated on 03/28/2003.
What law is the case brought under?
The docket lists the cause as 15 U.S.C. § 78m.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record — docket 6968733 in the CourtListener/RECAP archive (verify this docket), court docket number 1:92-cv-01993 on PACER. Court, party, date and judge fields are reproduced from that record; case-type categories, statute decoding and all aggregate figures are derived by Docket Nexus (methodology).