Securities and Exchange Commission v. Connell
Securities and Exchange Commission v. Connell is a federal securities / commodities lawsuit filed on 02/03/2017 in the District Court, S.D. New York. The case was terminated on 12/30/2020.
- Court
- District Court, S.D. New York (S.D.N.Y.)
Official Court Website → - Assigned judge
- Lorna G. Schofield · 1,945 cases in index
- Docket number
- 1:17-cv-00831
- Cause
- 15:80a-3 Investment Company Act of 1940
15 U.S.C. § 80a - Nature of suit
- 850 Securities/Commodities
Alleged violations of federal securities or commodities laws. - Jurisdiction
- U.S. Government Plaintiff
- Jury demand
- Plaintiff
- Date filed
- 02/03/2017
- Date terminated
- 12/30/2020
13,855 Securities / Commodities cases in this court are indexed here.
Parties
- plaintiff · Securities and Exchange Commission · 3386 cases
- defendant · Connell · 323 cases
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is Securities and Exchange Commission v. Connell?
Securities and Exchange Commission v. Connell is a federal securities / commodities lawsuit filed on 02/03/2017 in the District Court, S.D. New York. The case was terminated on 12/30/2020. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, S.D. New York, docket number 1:17-cv-00831.
When was the case filed?
Securities and Exchange Commission v. Connell was filed on 02/03/2017. It was terminated on 12/30/2020.
What law is the case brought under?
The docket lists the cause as 15 U.S.C. § 80a.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record (docket 4580507).