Securities and Exchange Commission v. Puzzullo

Court

District Court, S.D. New York (S.D.N.Y.)
Official Court Website →

Docket number

1:26-cv-01738

Cause

15:77 Securities Fraud
15 U.S.C. § 77 — Securities Act of 1933

Nature of suit

850 Securities/Commodities
Alleged violations of federal securities or commodities laws.

Jurisdiction

U.S. Government Plaintiff

Jury demand

Plaintiff

Date filed

03/03/2026

13,855 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · Securities and Exchange Commission · 3386 cases
• defendant · Puzzullo

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is Securities and Exchange Commission v. Puzzullo?

Securities and Exchange Commission v. Puzzullo is a federal securities / commodities lawsuit filed on 03/03/2026 in the District Court, S.D. New York. The case is currently open in the federal court system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:26-cv-01738.

When was the case filed?

Securities and Exchange Commission v. Puzzullo was filed on 03/03/2026. The case is currently open.

What law is the case brought under?

The docket lists the cause as 15 U.S.C. § 77 — Securities Act of 1933.