Smith Barney v. Defries
Smith Barney v. Defries is a federal securities / commodities lawsuit filed on 01/03/1994 in the District Court, S.D. New York. The case was terminated on 08/23/1994.
A lawsuit records allegations and procedural activity. Being named as a party does not establish liability, wrongdoing, or the merits of any claim.
- Court
- District Court, S.D. New York (S.D.N.Y.)
Official Court Website → - Assigned judge
- Whitman Knapp · 1,171 cases in index
- Docket number
- 1:94-cv-00020
- Nature of suit
- 850 Securities, Commodities, Exchange
Alleged violations of federal securities or commodities laws. - Jurisdiction
- Federal question
- Date filed
- 01/03/1994
- Date terminated
- 08/23/1994
13,903 Securities / Commodities cases in this court are indexed here.
Parties
- plaintiff · Smith Barney · 99 cases
- defendant · Defries · 29 cases
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is Smith Barney v. Defries?
Smith Barney v. Defries is a federal securities / commodities lawsuit filed on 01/03/1994 in the District Court, S.D. New York. The case was terminated on 08/23/1994. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, S.D. New York, docket number 1:94-cv-00020.
When was the case filed?
Smith Barney v. Defries was filed on 01/03/1994. It was terminated on 08/23/1994.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record — docket 9737208 in the CourtListener/RECAP archive (verify this docket), court docket number 1:94-cv-00020 on PACER. Court, party, date and judge fields are reproduced from that record; case-type categories, statute decoding and all aggregate figures are derived by Docket Nexus (methodology).