Docket Nexus — Federal court records.
Party

Securities and Exchange

Federal civil lawsuits naming Securities and Exchange.

In this index, 39 federal civil lawsuits name a party recorded as Securities and Exchange, most often as a plaintiff (38 of 39). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2019, most frequently in District Court, N.D. California.

39
Lawsuits
1
As Defendant
38
As Plaintiff
0
Open
39
Terminated
1990–2019
Span
4 mo
Median Duration
1.3 cases/yrNamed as plaintiff in 97% of cases95% Securities / CommoditiesNo filings since 2019

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 9 casesCO — 4 casesCT — 0 casesDE — 0 casesDC — 0 casesFL — 1 casesGA — 2 casesID — 0 casesIL — 0 casesIN — 1 casesIA — 0 casesKS — 0 casesKY — 0 casesLA — 0 casesME — 0 casesMD — 0 casesMA — 0 casesMI — 0 casesMN — 0 casesMS — 0 casesMO — 1 casesMT — 0 casesNE — 0 casesNV — 0 casesNH — 0 casesNJ — 6 casesNM — 0 casesNY — 6 casesNC — 0 casesND — 0 casesOH — 1 casesOK — 1 casesOR — 0 casesPA — 0 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 1 casesTX — 1 casesUT — 2 casesVT — 0 casesVA — 2 casesWA — 1 casesWV — 0 casesWI — 0 casesWY — 0 cases

Open Cases Over Time

1990peak 6 open2019

Case Types Over Time

19902019
Securities / CommoditiesFederal Tax / Statutory Actions

Filings by Year

19902019

Case Types filter →

Securities / Commodities37
Federal Tax / Statutory Actions2

Where Filed filter →

39 Cases — Newest First