Docket Nexus — Federal court records.
Party

Securities & Exchange Comm

Federal civil lawsuits naming Securities & Exchange Comm.

In this index, 53 federal civil lawsuits name a party recorded as Securities & Exchange Comm, most often as a plaintiff (50 of 53). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2010, most frequently in District Court, D. Connecticut. Frequent opposing parties include Telecom Marketing, Inc., Panaro,maria, and Financial Recovery Services, Inc.

53
Lawsuits
3
As Defendant
50
As Plaintiff
2
Open
51
Terminated
1990–2010
Span
3 mo
Median Duration
2.5 cases/yrNamed as plaintiff in 94% of cases77% Securities / CommoditiesNo filings since 2010

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 0 casesCO — 0 casesCT — 17 casesDE — 0 casesDC — 0 casesFL — 1 casesGA — 0 casesID — 0 casesIL — 0 casesIN — 2 casesIA — 0 casesKS — 1 casesKY — 0 casesLA — 2 casesME — 0 casesMD — 0 casesMA — 1 casesMI — 1 casesMN — 0 casesMS — 0 casesMO — 0 casesMT — 0 casesNE — 0 casesNV — 14 casesNH — 0 casesNJ — 0 casesNM — 0 casesNY — 4 casesNC — 0 casesND — 0 casesOH — 0 casesOK — 0 casesOR — 0 casesPA — 7 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 0 casesTX — 2 casesUT — 1 casesVT — 0 casesVA — 0 casesWA — 0 casesWV — 0 casesWI — 0 casesWY — 0 cases

Open Cases Over Time

1990peak 2 open2010

Case Types Over Time

19902010
Securities / CommoditiesFederal Tax / Statutory ActionsOther Civil

Filings by Year

19902010

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Securities / Commodities41
Federal Tax / Statutory Actions9
Other Civil3

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Frequent Opposing Parties

53 Cases — Newest First

Showing 51–53 of 53