Company · Banking & Financial Institutions

Ubs Ag

Federal civil lawsuits naming Ubs Ag, a Banking & Financial Institutions company.

Public CompanyBanking & Financial Institutions

Ticker: NYSE: UBS
Business: National Commercial Banks
Headquarters: Zurich
Incorporated in: V8
SEC CIK: 1610520

Ubs Ag is a public company in National Commercial Banks, based in Zurich (traded on NYSE as UBS, incorporated in V8). It appears in 112 federal civil lawsuits in this index, most often as a defendant (90 of 112). These cases are most often Contract and Securities / Commodities matters, filed between 1998 and 2025, most frequently in District Court, S.D. New York. The most common causes of action are Securities, Breach of Contract, and Patent Infringement. Frequent opposing parties include Fernandez, Buchbinder, and United Business Solutions, Inc.

112

Lawsuits

As Defendant

As Plaintiff

Open

111

Terminated

1998–2025

Span

10 mo

Median Duration

4.0 cases/yrNamed as defendant in 80% of casesRecent filings down

Cases by State

PR · 3

Open Cases Over Time

1998peak 18 open2025

Case Types Over Time

19982025

ContractSecurities / CommoditiesFederal Tax / Statutory ActionsPersonal Property / FraudCivil Rights

Filings by Year

19982025

Case Types filter →

Contract44

Securities / Commodities19

Federal Tax / Statutory Actions13

Personal Property / Fraud9

Civil Rights7

Labor6

Where Filed filter →

Frequent Opposing Parties

Filtered Securities / Commodities Clear

19 Cases — Newest First

C.D.T.S. No. 1 and A.T.U. Local 1321 Pension Plan v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:12-cv-04924Filed 06/22/2012
Gordon v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:12-cv-00677Filed 01/26/2012
The Police and Fire Retirement System of the City of Detroit v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:09-cv-02191Filed 03/10/2009
Securities and Exchange Commission v. Ubs Ag

Securities / Commodities Terminated District Court, District of ColumbiaNo. 1:09-cv-00316Filed 02/18/2009
New Orleans Employees' Retirement System v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:09-cv-00893Filed 01/30/2009
Gordon v. Ubs Ag

Securities / Commodities Terminated District Court, N.D. New YorkNo. 1:09-cv-00059Filed 01/16/2009
Hutchinson Technology Incorporated v. Ubs Ag

Securities / Commodities Terminated District Court, D. MinnesotaNo. 0:08-cv-06038Filed 11/14/2008
Streit v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:08-cv-05251Filed 06/09/2008
Chris Parnass v. Ubs Ag

Securities / Commodities Terminated District Court, C.D. CaliforniaNo. 2:08-cv-03624Filed 06/03/2008
Plug Power Inc v. Ubs Ag

Securities / Commodities Terminated District Court, N.D. New YorkNo. 1:08-cv-00496Filed 05/08/2008
Bonnist v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:08-cv-04352Filed 05/08/2008
Sanchez v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:08-cv-03082Filed 03/26/2008
Garber v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:08-cv-00969Filed 01/29/2008
Cassis v. Ubs Ag

Securities / Commodities Terminated District Court, C.D. CaliforniaNo. 8:06-cv-00958Filed 10/10/2006
Barrett v. Ubs-Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:05-cv-08448Filed 09/30/2005
Ulrich-Dorr v. Ubs-Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:05-cv-07027Filed 08/05/2005
Hoffman v. Ubs-Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:05-cv-06817Filed 07/29/2005
Nikko Asset Mgmt v. Ubs Ag

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-08151Filed 10/15/2002
Ubs International v. Morgan Stanley

Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-08957Filed 08/16/1999