Statute

15 U.S.C. § 78 Lawsuits

15 U.S.C. § 78. Federal civil cases that cite this statute in their filings.

1,109 federal civil lawsuits in this index cite 15 U.S.C. § 78, most often Securities / Commodities and Contract matters, filed between 1981 and 2026. The most common cause of action is Securities.

The Securities Exchange Act of 1934 regulates the trading of securities and created the SEC. Its § 10(b) and Rule 10b-5 are the basis for most securities-fraud litigation.

1,109 Cases — Newest First

Lewis v. Nextera Energy Inc

Contract Terminated District Court, S.D. FloridaNo. 0:23-cv-61974Filed 10/17/2023
Securities and Exchange Commission v. Cuesta

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:23-cv-61817Filed 09/22/2023
Securities and Exchange Commission v. Burgos

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:23-cv-61818Filed 09/22/2023
Morgan v. Newmont Corporation

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-02444Filed 09/20/2023
Securities and Exchange Commission v. Lufkin Advisors, LLC

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:23-cv-81289Filed 09/19/2023
Securities and Exchange Commission v. Rondini, III

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:23-cv-81285Filed 09/18/2023
Gera v. Sternberg

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:23-cv-61678Filed 08/30/2023
Pignatelli v. Msp Recovery, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-cv-23224Filed 08/23/2023
Meltorme LLC v. Costantini

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-cv-22922Filed 08/04/2023
Jones v. Pdc Energy, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-01726Filed 07/07/2023
Slagle v. Pdc Energy, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-01716Filed 07/06/2023
Securities and Exchange Commission v. Royal Bengal Logistics, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:23-cv-61179Filed 06/20/2023
United States Securities and Exchange Commission v. Bhp Capital Ny, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-cv-22233Filed 06/16/2023
Paolino v. BurgerFi International, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:23-cv-61058Filed 06/04/2023
Levine v. Icahn Enterprises L.P

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-cv-22009Filed 05/31/2023
Jastram v. Nextera Energy, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:23-cv-80833Filed 05/26/2023
Caller v. Akerna Corp

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-01300Filed 05/23/2023
McCaffrey v. Akerna Corp

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-01213Filed 05/15/2023
Okaro v. Icahn Enterprises L.P

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-cv-21773Filed 05/11/2023
Maurice Scarborough v. Robinhood Financial LLC

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-cv-21572Filed 04/26/2023
Zalazar v. Capital Force LLC

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-cv-21512Filed 04/21/2023
Ae Capital Group LLC v. NO-H20 USA, Inc

Personal Property / Fraud Terminated District Court, S.D. FloridaNo. 0:23-cv-60601Filed 03/28/2023
Jaramillo v. Dish Network Corporation

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-00734Filed 03/23/2023
Securities and Exchange Commission v. Press

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:23-mc-20959Filed 03/10/2023
Lanham v. Fenwick-Smith

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-00507Filed 02/24/2023
Zaczkiewicz v. Maxar Technologies, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-00401Filed 02/10/2023
Johnson v. Maxar Technologies, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:23-cv-00383Filed 02/09/2023
Securities and Exchange Commission v. Reliable One Resources, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:23-mc-60077Filed 01/17/2023
Taylor v. Willis

Securities / Commodities Open District Court, D. ColoradoNo. 1:23-cv-00127Filed 01/17/2023
Armbruster v. Gaia, Inc

Securities / Commodities Open District Court, D. ColoradoNo. 1:22-cv-03267Filed 12/20/2022
Vargas v. Citrix Systems, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:22-cv-62327Filed 12/12/2022
Clifton v. Willis

Securities / Commodities Open District Court, D. ColoradoNo. 1:22-cv-03161Filed 12/07/2022
Thant v. Veru, Inc

Securities / Commodities Open District Court, S.D. FloridaNo. 1:22-cv-23960Filed 12/05/2022
Securities and Exchange Commission v. Conway

Securities / Commodities Open District Court, D. ColoradoNo. 1:22-mc-00212Filed 12/02/2022
Securities and Exchange Commission v. Conway

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-03118Filed 12/02/2022
Kholin v. Dover

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:22-cv-23743Filed 11/15/2022
Ayo v. Varga

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:22-cv-62087Filed 11/10/2022
Liu v. Palantir Technologies Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-02893Filed 11/04/2022
Allegheny County Employees' Retirement System v. Palantir Technologies Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-02805Filed 10/25/2022
Marquis v. Martino

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-02803Filed 10/25/2022
Legacy Knight Strategic Opportunites Fund-Parallel Series v. Wrigley Jr

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:22-cv-81569Filed 10/12/2022
Cory v. Ping Identity Holding Corp

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-02513Filed 09/27/2022
Goodman v. Ping Identity Holding Corp

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-02484Filed 09/23/2022
Securities and Exchange Commission v. Archer Capital Management Group

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:22-cv-61632Filed 09/01/2022
Indigo Investment Group v. DeRosa-Grund

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:22-cv-61612Filed 08/29/2022
Maldonado Jr v. Zoley

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:22-cv-81310Filed 08/24/2022
Carlisle v. Centennial Resource Development, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-02007Filed 08/10/2022
Farish v. Pereira

Contract Terminated District Court, S.D. FloridaNo. 1:22-cv-22361Filed 07/28/2022
Waterman v. ServiceSource International, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-01529Filed 06/17/2022
Whitfield v. SerivceSource International, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:22-cv-01515Filed 06/16/2022

Showing 51–100 of 1,109