Statute

15 U.S.C. § 78 Lawsuits

15 U.S.C. § 78. Federal civil cases that cite this statute in their filings.

1,118 federal civil lawsuits in this index cite 15 U.S.C. § 78, most often Securities / Commodities and Contract matters, filed between 1981 and 2026. The most common cause of action is Securities.

The Securities Exchange Act of 1934 regulates the trading of securities and created the SEC. Its § 10(b) and Rule 10b-5 are the basis for most securities-fraud litigation.

1,118 Cases — Newest First

Fong v. Coors

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-02298Filed 08/12/2019
Securities and Exchange Commission v. Kouyoumdjian

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:19-cv-61773Filed 07/16/2019
Dembitzer v. Array BioPharma Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-02016Filed 07/12/2019
Guerrero v. Array BioPharma Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-02000Filed 07/11/2019
Noel v. Array Biopharma Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-01925Filed 07/03/2019
Brennan v. BioScrip, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-01865Filed 06/27/2019
Mathes v. Molson Coors Brewing Company

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-01665Filed 06/07/2019
Securities and Exchange Commission v. Saccomanno

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:19-cv-80479Filed 04/08/2019
Geiger v. US Securities and Exchange Commission

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-00833Filed 03/20/2019
Lopez v. Uqm Technologies, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-00543Filed 02/25/2019
In Re Opko Health, Inc. Securities Litigation

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:19-cv-20502Filed 02/07/2019
Securities and Exchange Commission v. Marin

Federal Tax / Statutory Actions Terminated District Court, S.D. FloridaNo. 1:19-mc-20493Filed 02/06/2019
Securities and Exchange Commission v. MinTrade Technologies, LLC

Federal Tax / Statutory Actions Terminated District Court, S.D. FloridaNo. 1:19-mc-20496Filed 02/06/2019
Conner v. SendGrid, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:19-cv-00016Filed 01/03/2019
Chen v. SendGrid, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:18-cv-03131Filed 12/05/2018
Lee v. Frost

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-24765Filed 11/14/2018
Paige v. Bitconnect International PLC

Contract Terminated District Court, S.D. FloridaNo. 9:18-cv-81549Filed 11/13/2018
Mattson v. J.P. Morgan Securities LLC

Federal Tax / Statutory Actions Terminated District Court, S.D. FloridaNo. 9:18-cv-81545Filed 11/12/2018
Securities and Exchange Comission v. Goldman

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-24676Filed 11/07/2018
Securities and Exchange Commission v. Goldman

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-24678Filed 11/07/2018
Possick v. Dycom Industries, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-81480Filed 10/30/2018
Pill v. Birner Dental Management Services, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:18-cv-02757Filed 10/29/2018
Securities and Exchange Comission v. Fisher

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-81428Filed 10/22/2018
Bradel v. Whall

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-81375Filed 10/12/2018
Bushansky v. Fcb Financial Holdings, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:18-cv-62399Filed 10/09/2018
Camhi v. Opko Health, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-24137Filed 10/08/2018
Yu v. Frost

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-24060Filed 10/02/2018
Brennan v. Opko Health, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-23924Filed 09/21/2018
Steinberg v. Opko Health, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-23786Filed 09/14/2018
Securities and Exchange Commission v. Wasserman

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-23729Filed 09/12/2018
Velasco v. Whall

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-81219Filed 09/12/2018
Brokop v. Farmland Partners Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:18-cv-02104Filed 08/17/2018
Luczak v. National Beverage Corp

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:18-cv-61631Filed 07/17/2018
Stephens v. Ilg, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-22844Filed 07/13/2018
Rosenblatt v. Dct Industrial Trust Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:18-cv-01678Filed 07/02/2018
Azzopardi v. 1398517 Alberta Ltd

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-80861Filed 06/29/2018
Securities and Exchange Commission v. Marin

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:18-cv-21744Filed 05/02/2018
Owl Creek I, L.P v. Ocwen Financial Corporation

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-80506Filed 04/17/2018
Brahman Partners II, L.P v. Ocwen Financial Corporation

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-80359Filed 03/20/2018
Akerman v. magicJack Vocaltec Ltd

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-80310Filed 03/09/2018
Klein v. Magic Jack Vocaltec Ltd

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-80307Filed 03/09/2018
Raines v. magicJack VocalTec Ltd

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:18-cv-80297Filed 03/08/2018
United States Securities and Exchange Commission v. Friedland

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:18-cv-00529Filed 03/05/2018
Greenawalt v. Riot Blockchain, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:18-cv-00440Filed 02/22/2018
Connor v. Bill Barrett Corporation

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:18-cv-00323Filed 02/08/2018
U.S. Securities and Exchange Commission v. Naccarato

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:17-cv-24682Filed 12/26/2017
Securities and Exchange Commission v. Almagarby

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:17-cv-62254Filed 11/17/2017
Koskinen v. Gonzalez

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:17-cv-81096Filed 09/29/2017
Marchese v. PetMed Express, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:17-cv-81019Filed 09/07/2017
Lusson v. Akdag

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:17-cv-80980Filed 08/25/2017

Showing 201–250 of 1,118