Statute

15 U.S.C. § 78 Lawsuits

15 U.S.C. § 78. Federal civil cases that cite this statute in their filings.

1,342 federal civil lawsuits in this index cite 15 U.S.C. § 78, most often Securities / Commodities and Contract matters, filed between 1981 and 2026. The most common cause of action is Securities.

The Securities Exchange Act of 1934 regulates the trading of securities and created the SEC. Its § 10(b) and Rule 10b-5 are the basis for most securities-fraud litigation.

1,342 Cases — Newest First

Rocco v. Clovis Oncology, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:15-cv-02697Filed 12/14/2015
Securities and Exchange Commission v. Oxford City Football Club, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:15-cv-62594Filed 12/10/2015
Tran v. Erba Diagnostics, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:15-cv-24440Filed 12/02/2015
Brown, Jr v. Erba Diagnostics, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:15-cv-24425Filed 12/01/2015
Kimbro v. Clovis Oncology, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:15-cv-02547Filed 11/19/2015
Cross Check, LLC v. Tapnsell, Inc

Contract Terminated District Court, S.D. FloridaNo. 1:15-cv-24232Filed 11/12/2015
U-Swirl, Inc v. Cherryberry Enterprises

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:15-cv-02147Filed 09/29/2015
Messerli v. Root9B Technologies, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:15-cv-02152Filed 09/29/2015
Securities & Exchange Commission v. Mahabub

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:15-cv-02118Filed 09/25/2015
Securities and Exchange Commission v. Shulman

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:15-cv-61861Filed 09/03/2015
Lbs Petroleum, LLC v. Demir

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:15-cv-22880Filed 08/03/2015
Hall v. Teva Pharmaceutical Industries, Ltd

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:15-cv-61536Filed 07/28/2015
Securities and Exchange Commission v. Moore

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:15-cv-01575Filed 07/16/2015
Donoghue v. Bohemian Investments LLC

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:15-cv-01279Filed 06/16/2015
Securities and Exchange Commission v. Fefferman

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:15-cv-01276Filed 06/09/2015
City of St. Clair Shores Police and Fire Retirement System v. Nationstar Mortgage Holdings Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:15-cv-61170Filed 06/02/2015
Surrey v. Ma

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:15-cv-01036Filed 05/08/2015
Wrigley v. Mastec, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:15-cv-21740Filed 05/07/2015
Abdullah v. Gold Hill Minerals, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:15-cv-21522Filed 04/23/2015
Rothenberg v. Goldstein

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:15-cv-80505Filed 04/20/2015
Wright v. Acadia Pharmaceuticals Inc

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:15-cv-00593Filed 03/16/2015
Securities and Exchange Commission v. Stoecklein

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:15-cv-00532Filed 03/10/2015
Wyndham v. Rf Industries, Ltd

Labor Terminated District Court, S.D. CaliforniaNo. 3:14-cv-02792Filed 11/21/2014
Jahm v. Bankrate, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81323Filed 10/28/2014
Berneri v. Evergreen United Investments, LLC

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81320Filed 10/28/2014
Mariotti v. World Global Financing, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:14-cv-23672Filed 10/04/2014
Philadelphia Financial Management of San Francisco, LLC v. Djsp Enterprises, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:14-cv-62225Filed 09/26/2014
Advanced Cannabis Solutions Inc v. Calandrella

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:14-cv-02649Filed 09/25/2014
Tong v. Evans

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81183Filed 09/17/2014
Baker v. Seaworld Entertainment, Inc

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:14-cv-02129Filed 09/09/2014
In Re Altisource Portfolio Solutions, S.A. Securities Litigation

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81156Filed 09/08/2014
Goldman v. Capital Growth Company

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81125Filed 08/28/2014
Frechter v. Ocwen Financial Corporation

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81076Filed 08/18/2014
Tuseo v. Ocwen Financial Corporation, Inc

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81064Filed 08/15/2014
United Union of Roofers, Waterproofers & Allied Workers Local Union No. 8 v. Ocwen Financial Corporation

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-81057Filed 08/12/2014
Avenue Capital Management II, LP v. Schaden

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:14-cv-02031Filed 07/22/2014
Zimmerman v. Gursahaney

Contract Terminated District Court, S.D. FloridaNo. 9:14-cv-80859Filed 06/27/2014
Pawloski v. Advanced Emissions Solutions, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:14-cv-01402Filed 05/19/2014
Securities and Exchange Commission v. Cohen

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:14-cv-01189Filed 05/12/2014
Barnwell v. Advanced Emissions Solutions, Inc

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:14-cv-01243Filed 05/01/2014
Patel v. Axesstel, Inc

Securities / Commodities Terminated District Court, S.D. CaliforniaNo. 3:14-cv-01037Filed 04/24/2014
Securities & Exchange Commission v. Vitale

Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:14-cv-60954Filed 04/23/2014
Solera National Bancorp, Inc v. Quagliano

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:14-cv-00965Filed 04/03/2014
Rubenstein v. Very Hungry, LLC

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:14-cv-00888Filed 03/27/2014
United States Securities and Exchange Commission v. Collins

Securities / Commodities Terminated District Court, S.D. FloridaNo. 9:14-cv-80350Filed 03/11/2014
Beck v. Walter Investment Management Corp

Federal Tax / Statutory Actions Terminated District Court, S.D. FloridaNo. 1:14-cv-20880Filed 03/07/2014
Louisiana Municipal Police Employees' Retirement System v. Devitre

Contract Terminated District Court, D. ColoradoNo. 1:14-cv-00641Filed 02/28/2014
Garavaglia v. Western Union Company, The

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:14-cv-00278Filed 01/30/2014
Lieblein v. Ersek

Contract Terminated District Court, D. ColoradoNo. 1:14-cv-00144Filed 01/19/2014
Seb Asset Management S.A v. Western Union Company, The

Securities / Commodities Terminated District Court, D. ColoradoNo. 1:13-cv-03325Filed 12/10/2013

Showing 301–350 of 1,342