S.E.C v. Banks

Court

District Court, S.D. New York (S.D.N.Y.)
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Assigned judge

Thomas P. Griesa · 3,758 cases in index

Docket number

1:99-cv-08855

Nature of suit

850 Securities, Commodities, Exchange
Alleged violations of federal securities or commodities laws.

Jurisdiction

Government plaintiff

Date filed

08/12/1999

Date terminated

08/18/1999

13,901 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · S.E.C · 304 cases
• defendant · Banks · 2121 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is S.E.C v. Banks?

S.E.C v. Banks is a federal securities / commodities lawsuit filed on 08/12/1999 in the District Court, S.D. New York. The case was terminated on 08/18/1999. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:99-cv-08855.

When was the case filed?

S.E.C v. Banks was filed on 08/12/1999. It was terminated on 08/18/1999.