Docket Nexus — Federal court records.
Party

S.E.C

Federal civil lawsuits naming S.E.C.

In this index, 304 federal civil lawsuits name a party recorded as S.E.C, most often as a plaintiff (295 of 304). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2003, most frequently in District Court, S.D. New York. Frequent opposing parties include The Brownstone Group, Willis, and Uniprime Capital.

304
Lawsuits
9
As Defendant
295
As Plaintiff
0
Open
304
Terminated
1990–2003
Span
14 mo
Median Duration
22 cases/yrPredominantly plaintiff · 97%Securities / Commodities-heavy · 96%No filings since 2003Serial-plaintiff pattern

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 0 casesCO — 0 casesCT — 0 casesDE — 0 casesDC — 3 casesFL — 7 casesGA — 0 casesID — 0 casesIL — 1 casesIN — 0 casesIA — 1 casesKS — 0 casesKY — 0 casesLA — 0 casesME — 0 casesMD — 0 casesMA — 0 casesMI — 1 casesMN — 0 casesMS — 0 casesMO — 0 casesMT — 0 casesNE — 0 casesNV — 3 casesNH — 0 casesNJ — 2 casesNM — 0 casesNY — 284 casesNC — 0 casesND — 0 casesOH — 0 casesOK — 0 casesOR — 0 casesPA — 0 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 0 casesTX — 0 casesUT — 0 casesVT — 0 casesVA — 1 casesWA — 0 casesWV — 0 casesWI — 0 casesWY — 0 cases
HI · 1

Open Cases Over Time

1990peak 57 open2003

Case Types Over Time

19902003
Securities / CommoditiesFederal Tax / Statutory ActionsCivil Rights

Filings by Year

19902003

Case Types filter →

Securities / Commodities293
Federal Tax / Statutory Actions7
Civil Rights4

Where Filed filter →

Frequent Opposing Parties

304 Cases — Newest First

  • S.E.C v. Strafaci
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-08524Filed 10/29/2003
  • S.E.C v. Felder
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-07559Filed 09/25/2003
  • S.E.C v. David
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 08/21/2003
  • S.E.C v. David
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-06305Filed 08/21/2003
  • S.E.C v. Tecumseh Holdings
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-05490Filed 07/24/2003
  • S.E.C v. Stevens
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-05318Filed 07/18/2003
  • S.E.C v. Allaire
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-04087Filed 06/05/2003
  • S.E.C v. Stewart
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-04070Filed 06/04/2003
  • S.E.C v. O'Shaughnessy
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-03022Filed 04/30/2003
  • S.E.C v. Cole
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-03021Filed 04/30/2003
  • S.E.C v. Blodget
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-02947Filed 04/28/2003
  • S.E.C v. Citigroup Global
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-02945Filed 04/28/2003
  • S.E.C v. Credit Suisse
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-02946Filed 04/28/2003
  • S.E.C v. J.P. Morgan Sec
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-02939Filed 04/28/2003
  • S.E.C v. Morgan Stanley & Co
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-02948Filed 04/28/2003
  • S.E.C v. Bear, Stearns & Co
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-02937Filed 04/28/2003
  • S.E.C v. Global Airlines Co
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-02200Filed 03/31/2003
  • S.E.C v. Rhino Advisors, Inc
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-01310Filed 02/27/2003
  • S.E.C v. Eberhard
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-00813Filed 02/05/2003
  • S.E.C v. Levine
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-00265Filed 01/14/2003
  • S.E.C v. Maschler
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-00264Filed 01/14/2003
  • S.E.C v. Johnson
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:03-cv-00177Filed 01/09/2003
  • S.E.C v. Walsh
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-09921Filed 12/17/2002
  • S.E.C v. 800 America.com
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-09046Filed 11/13/2002
  • S.E.C v. Beacon Hill Asset
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-08855Filed 11/07/2002
  • S.E.C v. eWealth Securities
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-08626Filed 10/29/2002
  • S.E.C v. Yates
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-07958Filed 10/07/2002
  • S.E.C v. Alvieri
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-07893Filed 10/03/2002
  • S.E.C v. Myers
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-07749Filed 09/26/2002
  • S.E.C v. Dobrow
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-07514Filed 09/18/2002
  • S.E.C v. Sofair
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-07444Filed 09/17/2002
  • S.E.C v. Kozlowski
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-07312Filed 09/12/2002
  • S.E.C v. Platinum Investment
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-06093Filed 07/31/2002
  • S.E.C v. Oxford Health Plans
    Federal Tax / Statutory Actions Terminated District Court, S.D. New YorkNo. 1:02-cv-05873Filed 07/25/2002
  • S.E.C v. Adelphia Comm. Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-05776Filed 07/24/2002
  • S.E.C v. Ibf Collateralized
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-05713Filed 07/23/2002
  • S.E.C v. Worldcom, Inc
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-04963Filed 06/26/2002
  • S.E.C v. Waksal
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-04407Filed 06/12/2002
  • S.E.C v. Xerox
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-02780Filed 04/11/2002
  • S.E.C v. Sachs
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-01810Filed 03/07/2002
  • S.E.C v. Manzo
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-01766Filed 03/06/2002
  • S.E.C v. Burges
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-01284Filed 02/19/2002
  • S.E.C v. Cusi
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:02-cv-00971Filed 02/07/2002
  • S.E.C v. Save the World Air
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-11586Filed 12/19/2001
  • S.E.C v. Shiv
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-11282Filed 12/10/2001
  • S.E.C v. Chabot
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-09976Filed 11/13/2001
  • S.E.C v. Doody
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-09879Filed 11/08/2001
  • S.E.C v. Luzardo
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-09206Filed 10/18/2001
  • S.E.C v. Aremissoft Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-08903Filed 10/04/2001
  • S.E.C v. Berg
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-08899Filed 10/04/2001

Showing 1–50 of 304