S.E.C v. Citigroup Global

Court

District Court, S.D. New York (S.D.N.Y.)
Official Court Website →

Assigned judge

William H. Pauley III · 329 cases in index

Docket number

1:03-cv-02945

Cause

15:78m(a) Securities Exchange Act
15 U.S.C. § 78m

Nature of suit

850 Securities/Commodities
Alleged violations of federal securities or commodities laws.

Jurisdiction

U.S. Government Plaintiff

Jury demand

None

Date filed

04/28/2003

Date terminated

10/31/2003

13,876 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · S.E.C · 304 cases
• defendant · Citigroup Global · 12 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is S.E.C v. Citigroup Global?

S.E.C v. Citigroup Global is a federal securities / commodities lawsuit filed on 04/28/2003 in the District Court, S.D. New York. The case was terminated on 10/31/2003. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:03-cv-02945.

When was the case filed?

S.E.C v. Citigroup Global was filed on 04/28/2003. It was terminated on 10/31/2003.

What law is the case brought under?

The docket lists the cause as 15 U.S.C. § 78m.