S.E.C v. Yates
S.E.C v. Yates is a federal securities / commodities lawsuit filed on 10/07/2002 in the District Court, S.D. New York. The case was terminated on 11/14/2002.
A lawsuit records allegations and procedural activity. Being named as a party does not establish liability, wrongdoing, or the merits of any claim.
- Court
- District Court, S.D. New York (S.D.N.Y.)
Official Court Website → - Assigned judge
- Jed S. Rakoff · 4,929 cases in index
- Docket number
- 1:02-cv-07958
- Cause
- 15:78m(a) Securities Exchange Act
15 U.S.C. § 78m - Nature of suit
- 850 Securities/Commodities
Alleged violations of federal securities or commodities laws. - Jurisdiction
- U.S. Government Plaintiff
- Jury demand
- None
- Date filed
- 10/07/2002
- Date terminated
- 11/14/2002
13,907 Securities / Commodities cases in this court are indexed here.
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is S.E.C v. Yates?
S.E.C v. Yates is a federal securities / commodities lawsuit filed on 10/07/2002 in the District Court, S.D. New York. The case was terminated on 11/14/2002. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, S.D. New York, docket number 1:02-cv-07958.
When was the case filed?
S.E.C v. Yates was filed on 10/07/2002. It was terminated on 11/14/2002.
What law is the case brought under?
The docket lists the cause as 15 U.S.C. § 78m.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record — docket 11538286 in the CourtListener/RECAP archive (verify this docket), court docket number 1:02-cv-07958 on PACER. Court, party, date and judge fields are reproduced from that record; case-type categories, statute decoding and all aggregate figures are derived by Docket Nexus (methodology).