Docket Nexus — Federal court records.
Party

S.E.C

Federal civil lawsuits naming S.E.C.

In this index, 304 federal civil lawsuits name a party recorded as S.E.C, most often as a plaintiff (295 of 304). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2003, most frequently in District Court, S.D. New York. Frequent opposing parties include The Brownstone Group, Willis, and Uniprime Capital.

304
Lawsuits
9
As Defendant
295
As Plaintiff
0
Open
304
Terminated
1990–2003
Span
14 mo
Median Duration
22 cases/yrPredominantly plaintiff · 97%Securities / Commodities-heavy · 96%No filings since 2003Serial-plaintiff pattern

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 0 casesCO — 0 casesCT — 0 casesDE — 0 casesDC — 3 casesFL — 7 casesGA — 0 casesID — 0 casesIL — 1 casesIN — 0 casesIA — 1 casesKS — 0 casesKY — 0 casesLA — 0 casesME — 0 casesMD — 0 casesMA — 0 casesMI — 1 casesMN — 0 casesMS — 0 casesMO — 0 casesMT — 0 casesNE — 0 casesNV — 3 casesNH — 0 casesNJ — 2 casesNM — 0 casesNY — 284 casesNC — 0 casesND — 0 casesOH — 0 casesOK — 0 casesOR — 0 casesPA — 0 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 0 casesTX — 0 casesUT — 0 casesVT — 0 casesVA — 1 casesWA — 0 casesWV — 0 casesWI — 0 casesWY — 0 cases
HI · 1

Open Cases Over Time

1990peak 57 open2003

Case Types Over Time

19902003
Securities / CommoditiesFederal Tax / Statutory ActionsCivil Rights

Filings by Year

19902003

Case Types filter →

Securities / Commodities293
Federal Tax / Statutory Actions7
Civil Rights4

Where Filed filter →

Frequent Opposing Parties

304 Cases — Newest First

  • S.E.C v. Sterne
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-08729Filed 09/27/2001
  • S.E.C v. Tomney
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-08726Filed 09/27/2001
  • S.E.C v. Breed
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-07798Filed 08/21/2001
  • S.E.C v. American Healthcare, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 08/16/2001
  • S.E.C v. American Healthcare
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-07649Filed 08/16/2001
  • S.E.C v. Ives Health Company
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-06999Filed 07/30/2001
  • S.E.C v. Weissman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-06449Filed 07/18/2001
  • S.E.C v. Macchiarulo
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-06454Filed 07/18/2001
  • S.E.C v. Accornero
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-06452Filed 07/18/2001
  • S.E.C v. American Bank Note
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-06453Filed 07/18/2001
  • S.E.C v. Silver
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-06038Filed 07/05/2001
  • S.E.C v. Nnebe, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 06/12/2001
  • S.E.C v. Nnebe
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-05247Filed 06/12/2001
  • S.E.C v. Friedlander
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-04658Filed 05/31/2001
  • S.E.C v. Gonzalez De Castilla
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-03999Filed 05/10/2001
  • S.E.C v. Franco
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-03872Filed 05/08/2001
  • DeTommaso v. S.E.C
    Federal Tax / Statutory Actions Terminated District Court, S.D. New YorkNo. 1:01-cv-03199Filed 04/16/2001
  • Scipioni v. S.E.C
    Federal Tax / Statutory Actions Terminated District Court, S.D. New YorkNo. 1:01-cv-03198Filed 04/16/2001
  • S.E.C v. Shen
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-02438Filed 03/22/2001
  • S.E.C v. Gurin
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-01649Filed 02/26/2001
  • S.E.C v. Bonrouhi
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-00770Filed 01/31/2001
  • S.E.C v. Parnes
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-00763Filed 01/31/2001
  • S.E.C v. Dornfeld
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-00576Filed 01/23/2001
  • S.E.C v. Aurora Foods Inc
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-00554Filed 01/23/2001
  • S.E.C v. One Or More Unknown
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-00339Filed 01/17/2001
  • S.E.C v. Eichenholz
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:01-cv-00034Filed 01/03/2001
  • S.E.C v. Westergaard
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-09776Filed 12/27/2000
  • S.E.C v. Fiore
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-09422Filed 12/12/2000
  • S.E.C v. Schaefer
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-09156Filed 12/01/2000
  • S.E.C v. Cowley
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-09045Filed 11/28/2000
  • S.E.C v. Schuster
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-08822Filed 11/20/2000
  • S.E.C v. Ashbury Capital, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 10/17/2000
  • S.E.C v. Ashbury Capital
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-07898Filed 10/17/2000
  • S.E.C v. Petrescu-Comnene
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-07825Filed 10/13/2000
  • S.E.C v. Robinson
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-07452Filed 10/03/2000
  • S.E.C v. Nogid
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-07460Filed 10/03/2000
  • S.E.C v. Sedlacek
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-07399Filed 09/29/2000
  • S.E.C v. Alexander
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-07290Filed 09/27/2000
  • S.E.C v. Hotte
    Securities / Commodities Terminated District Court, E.D. New YorkNo. 2:00-cv-05704Filed 09/21/2000
  • S.E.C v. Brycar Financial Corp
    Securities / Commodities Terminated District Court, D. NevadaNo. 2:00-cv-01125Filed 09/19/2000
  • S.E.C v. Mandaci
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-06635Filed 09/05/2000
  • S.E.C v. Lee E Gahr
    Securities / Commodities Terminated District Court, D. NevadaNo. 2:00-cv-01088Filed 09/05/2000
  • S.E.C v. Precious Stones
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-06097Filed 08/16/2000
  • S.E.C v. O'Connor
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-05971Filed 08/11/2000
  • S.E.C v. Herman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-05575Filed 07/27/2000
  • S.E.C v. Batterman, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 06/29/2000
  • S.E.C v. Batterman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-04835Filed 06/29/2000
  • S.E.C v. Dci
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-04664Filed 06/23/2000
  • S.E.C v. Ahn
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-04416Filed 06/15/2000
  • S.E.C v. Diagnostic
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-04386Filed 06/14/2000

Showing 51–100 of 304