Docket Nexus — Federal court records.
Party

S.E.C

Federal civil lawsuits naming S.E.C.

In this index, 304 federal civil lawsuits name a party recorded as S.E.C, most often as a plaintiff (295 of 304). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2003, most frequently in District Court, S.D. New York. Frequent opposing parties include The Brownstone Group, Willis, and Uniprime Capital.

304
Lawsuits
9
As Defendant
295
As Plaintiff
0
Open
304
Terminated
1990–2003
Span
14 mo
Median Duration
22 cases/yrPredominantly plaintiff · 97%Securities / Commodities-heavy · 96%No filings since 2003Serial-plaintiff pattern

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 0 casesCO — 0 casesCT — 0 casesDE — 0 casesDC — 3 casesFL — 7 casesGA — 0 casesID — 0 casesIL — 1 casesIN — 0 casesIA — 1 casesKS — 0 casesKY — 0 casesLA — 0 casesME — 0 casesMD — 0 casesMA — 0 casesMI — 1 casesMN — 0 casesMS — 0 casesMO — 0 casesMT — 0 casesNE — 0 casesNV — 3 casesNH — 0 casesNJ — 2 casesNM — 0 casesNY — 284 casesNC — 0 casesND — 0 casesOH — 0 casesOK — 0 casesOR — 0 casesPA — 0 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 0 casesTX — 0 casesUT — 0 casesVT — 0 casesVA — 1 casesWA — 0 casesWV — 0 casesWI — 0 casesWY — 0 cases
HI · 1

Open Cases Over Time

1990peak 57 open2003

Case Types Over Time

19902003
Securities / CommoditiesFederal Tax / Statutory ActionsCivil Rights

Filings by Year

19902003

Case Types filter →

Securities / Commodities293
Federal Tax / Statutory Actions7
Civil Rights4

Where Filed filter →

Frequent Opposing Parties

304 Cases — Newest First

  • S.E.C v. Follick
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-04385Filed 06/14/2000
  • S.E.C v. Pollak
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-03892Filed 05/23/2000
  • S.E.C v. Cohen, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 05/08/2000
  • S.E.C v. Schultz
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-03443Filed 05/05/2000
  • S.E.C v. Enterprise Solutions
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-02685Filed 04/06/2000
  • S.E.C v. Giacchetto
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-02502Filed 04/03/2000
  • S.E.C v. Oakford Corporation
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-02426Filed 03/30/2000
  • S.E.C v. Moldofsky
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-02425Filed 03/30/2000
  • S.E.C v. Caputo
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-02285Filed 03/27/2000
  • S.E.C v. Freeman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-01963Filed 03/14/2000
  • S.E.C v. Spiegel
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-01554Filed 02/29/2000
  • S.E.C v. Sheret
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-01411Filed 02/24/2000
  • S.E.C v. Mobley
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-01316Filed 02/22/2000
  • S.E.C v. Bronstein, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 02/17/2000
  • S.E.C v. Wellness Universe
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-01147Filed 02/16/2000
  • S.E.C v. E4online.com, Inc
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-01018Filed 02/10/2000
  • S.E.C v. Abish
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-00978Filed 02/09/2000
  • S.E.C v. Berger
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:00-cv-00333Filed 01/18/2000
  • S.E.C v. Gkn Securities Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-12417Filed 12/28/1999
  • S.E.C v. McDermott
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-12256Filed 12/21/1999
  • S.E.C v. Bond
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-12092Filed 12/16/1999
  • S.E.C v. Bahlav
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-11772Filed 12/03/1999
  • S.E.C v. Tropeano
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-10260Filed 10/05/1999
  • S.E.C v. Golf Emporium Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-10259Filed 10/05/1999
  • S.E.C v. Spiegel
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-10204Filed 10/04/1999
  • S.E.C v. Inorganic Recycling
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-10159Filed 09/30/1999
  • S.E.C v. Ehrlich
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-10067Filed 09/28/1999
  • S.E.C v. Penna
    Federal Tax / Statutory Actions Terminated District Court, S.D. New YorkNo. 1:99-cv-09406Filed 09/02/1999
  • S.E.C v. Uniprime Capital, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 08/13/1999
  • S.E.C v. Uniprime Capital
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-08885Filed 08/13/1999
  • S.E.C v. Banks
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-08855Filed 08/12/1999
  • S.E.C v. D'Antoni
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-06106Filed 08/02/1999
  • S.E.C v. Hui
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-05863Filed 07/26/1999
  • S.E.C v. Cohen
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-05822Filed 07/22/1999
  • S.E.C v. Kingdon
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-05720Filed 07/19/1999
  • S.E.C v. Blech
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-04770Filed 07/01/1999
  • S.E.C v. Angelus Trading
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-04575Filed 06/24/1999
  • S.E.C v. Hgi, Inc., Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 05/27/1999
  • S.E.C v. Sutton, Et Al
    Federal Tax / Statutory Actions Terminated District Court, S.D. New YorkFiled 05/27/1999
  • S.E.C v. Hgi, Inc
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-03866Filed 05/27/1999
  • S.E.C v. Sutton
    Federal Tax / Statutory Actions Terminated District Court, S.D. New YorkNo. 1:99-cv-03889Filed 05/27/1999
  • S.E.C v. Bernstein
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-03885Filed 05/27/1999
  • S.E.C v. Cassano
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-03822Filed 05/26/1999
  • S.E.C v. Klein Maus & Shire
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-03424Filed 05/17/1999
  • S.E.C v. Abrahamson
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 05/11/1999
  • S.E.C v. Abrahamson
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-03438Filed 05/11/1999
  • S.E.C v. Roor, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 05/10/1999
  • S.E.C v. Roor
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-03372Filed 05/10/1999
  • S.E.C v. Rosenberg
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-02819Filed 04/19/1999
  • S.E.C v. Heden
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-01418Filed 02/24/1999

Showing 101–150 of 304