S.E.C v. Spiegel

Court

District Court, S.D. New York (S.D.N.Y.)
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Assigned judge

Deborah A. Batts · 3,862 cases in index

Docket number

1:99-cv-10204

Nature of suit

850 Securities, Commodities, Exchange
Alleged violations of federal securities or commodities laws.

Jurisdiction

Government plaintiff

Date filed

10/04/1999

Date terminated

10/13/1999

13,899 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · S.E.C · 304 cases
• defendant · Spiegel · 128 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is S.E.C v. Spiegel?

S.E.C v. Spiegel is a federal securities / commodities lawsuit filed on 10/04/1999 in the District Court, S.D. New York. The case was terminated on 10/13/1999. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:99-cv-10204.

When was the case filed?

S.E.C v. Spiegel was filed on 10/04/1999. It was terminated on 10/13/1999.