Docket Nexus — Federal court records.
Party

S.E.C

Federal civil lawsuits naming S.E.C.

In this index, 304 federal civil lawsuits name a party recorded as S.E.C, most often as a plaintiff (295 of 304). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2003, most frequently in District Court, S.D. New York. Frequent opposing parties include The Brownstone Group, Willis, and Uniprime Capital.

304
Lawsuits
9
As Defendant
295
As Plaintiff
0
Open
304
Terminated
1990–2003
Span
14 mo
Median Duration
22 cases/yrPredominantly plaintiff · 97%Securities / Commodities-heavy · 96%No filings since 2003Serial-plaintiff pattern

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 0 casesCO — 0 casesCT — 0 casesDE — 0 casesDC — 3 casesFL — 7 casesGA — 0 casesID — 0 casesIL — 1 casesIN — 0 casesIA — 1 casesKS — 0 casesKY — 0 casesLA — 0 casesME — 0 casesMD — 0 casesMA — 0 casesMI — 1 casesMN — 0 casesMS — 0 casesMO — 0 casesMT — 0 casesNE — 0 casesNV — 3 casesNH — 0 casesNJ — 2 casesNM — 0 casesNY — 284 casesNC — 0 casesND — 0 casesOH — 0 casesOK — 0 casesOR — 0 casesPA — 0 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 0 casesTX — 0 casesUT — 0 casesVT — 0 casesVA — 1 casesWA — 0 casesWV — 0 casesWI — 0 casesWY — 0 cases
HI · 1

Open Cases Over Time

1990peak 57 open2003

Case Types Over Time

19902003
Securities / CommoditiesFederal Tax / Statutory ActionsCivil Rights

Filings by Year

19902003

Case Types filter →

Securities / Commodities293
Federal Tax / Statutory Actions7
Civil Rights4

Where Filed filter →

Frequent Opposing Parties

304 Cases — Newest First

  • S.E.C v. Glittergrove Inv
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-01153Filed 02/17/1999
  • S.E.C v. Benlolo
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-00341Filed 01/19/1999
  • S.E.C v. Drabinsky
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:99-cv-00239Filed 01/13/1999
  • S.E.C v. Ahlstrom
    Securities / Commodities Terminated District Court, E.D. VirginiaNo. 1:98-cv-01775Filed 12/14/1998
  • S.E.C v. The Brownstone Group, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 12/03/1998
  • S.E.C v. The Brownstone Group, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 12/03/1998
  • S.E.C v. The Brownstone Group
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-08540Filed 12/03/1998
  • S.E.C v. Baridis
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-08535Filed 12/03/1998
  • S.E.C v. Two-Thirds
    Securities / Commodities Terminated District Court, M.D. FloridaNo. 6:98-cv-01324Filed 12/01/1998
  • S.E.C v. Marks
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-07659Filed 10/27/1998
  • S.E.C v. Attalienti
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-07660Filed 10/27/1998
  • S.E.C v. Goldman Lender & Co
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-07525Filed 10/22/1998
  • S.E.C v. Euro Security Fund
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-07347Filed 10/19/1998
  • S.E.C v. Morgan
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-06905Filed 09/30/1998
  • S.E.C v. Unknown Purchasers
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-06327Filed 09/08/1998
  • S.E.C v. McCaskey
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-06153Filed 09/01/1998
  • S.E.C v. Anastassiou
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-05680Filed 08/11/1998
  • S.E.C v. Bakrie
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-05570Filed 08/06/1998
  • S.E.C v. Todt
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-03980Filed 06/05/1998
  • S.E.C v. McCloskey
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-03943Filed 06/04/1998
  • S.E.C v. Lawson
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-03734Filed 05/26/1998
  • S.E.C v. Sher
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-03469Filed 05/15/1998
  • S.E.C v. Nichi Capital, Ltd
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-02218Filed 03/27/1998
  • S.E.C v. Cavanaugh
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-01818Filed 03/13/1998
  • S.E.C v. Milken
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-01398Filed 02/26/1998
  • S.E.C v. The Oakford Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-01366Filed 02/25/1998
  • S.E.C v. Evans
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:98-cv-01204Filed 02/19/1998
  • S.E.C v. Howard
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-09378Filed 12/22/1997
  • S.E.C v. Pignatiello
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-09303Filed 12/18/1997
  • S.E.C v. Scudiero
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-09304Filed 12/18/1997
  • S.E.C v. Healthtech Internat
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-08766Filed 11/25/1997
  • S.E.C v. Setteducate
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-08472Filed 11/14/1997
  • S.E.C v. Laing
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-08439Filed 11/13/1997
  • S.E.C v. Lane
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-08144Filed 11/04/1997
  • S.E.C v. Heredia
    Securities / Commodities Terminated District Court, E.D. New YorkNo. 9:97-cv-06091Filed 10/22/1997
  • S.E.C v. Willis, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 09/30/1997
  • S.E.C v. Willis
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-07268Filed 09/30/1997
  • S.E.C v. Pfister
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-07274Filed 09/30/1997
  • S.E.C v. Ferrofluidics Corp., Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 09/25/1997
  • S.E.C v. Ferrofluidics Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-07174Filed 09/25/1997
  • S.E.C v. Wall
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-06526Filed 09/04/1997
  • Fallon v. S.E.C
    Civil Rights Terminated District Court, S.D. New YorkNo. 1:97-cv-00836Filed 02/07/1997
  • Fallon v. S.E.C
    Civil Rights Terminated District Court, S.D. New YorkNo. 1:97-cv-00835Filed 02/07/1997
  • S.E.C v. Kaiden
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-00641Filed 01/30/1997
  • Desiderio v. S.E.C
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:97-cv-00312Filed 01/15/1997
  • S.E.C v. Bloch
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:96-cv-05148Filed 07/09/1996
  • S.E.C v. Gomez
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:96-cv-02056Filed 03/21/1996
  • S.E.C v. Certain Purchasers
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-09651Filed 11/14/1995
  • S.E.C v. Black
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-08766Filed 10/16/1995
  • S.E.C v. Tandem Mgt. Inc., Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 10/02/1995

Showing 151–200 of 304