Docket Nexus — Federal court records.
Party

S.E.C

Federal civil lawsuits naming S.E.C.

In this index, 304 federal civil lawsuits name a party recorded as S.E.C, most often as a plaintiff (295 of 304). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2003, most frequently in District Court, S.D. New York. Frequent opposing parties include The Brownstone Group, Willis, and Uniprime Capital.

304
Lawsuits
9
As Defendant
295
As Plaintiff
0
Open
304
Terminated
1990–2003
Span
14 mo
Median Duration
22 cases/yrPredominantly plaintiff · 97%Securities / Commodities-heavy · 96%No filings since 2003Serial-plaintiff pattern

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 0 casesCO — 0 casesCT — 0 casesDE — 0 casesDC — 3 casesFL — 7 casesGA — 0 casesID — 0 casesIL — 1 casesIN — 0 casesIA — 1 casesKS — 0 casesKY — 0 casesLA — 0 casesME — 0 casesMD — 0 casesMA — 0 casesMI — 1 casesMN — 0 casesMS — 0 casesMO — 0 casesMT — 0 casesNE — 0 casesNV — 3 casesNH — 0 casesNJ — 2 casesNM — 0 casesNY — 284 casesNC — 0 casesND — 0 casesOH — 0 casesOK — 0 casesOR — 0 casesPA — 0 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 0 casesTX — 0 casesUT — 0 casesVT — 0 casesVA — 1 casesWA — 0 casesWV — 0 casesWI — 0 casesWY — 0 cases
HI · 1

Open Cases Over Time

1990peak 57 open2003

Case Types Over Time

19902003
Securities / CommoditiesFederal Tax / Statutory ActionsCivil Rights

Filings by Year

19902003

Case Types filter →

Securities / Commodities293
Federal Tax / Statutory Actions7
Civil Rights4

Where Filed filter →

Frequent Opposing Parties

304 Cases — Newest First

  • S.E.C v. Tandem Mgt. Inc
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-08411Filed 10/02/1995
  • S.E.C v. Jackson
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-08315Filed 09/28/1995
  • S.E.C v. Croce
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-08314Filed 09/28/1995
  • S.E.C v. Pierce
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-08215Filed 09/26/1995
  • S.E.C v. Grendi
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-08085Filed 09/21/1995
  • S.E.C v. Beagan
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-05631Filed 07/28/1995
  • S.E.C v. Hislop
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-04578Filed 06/19/1995
  • S.E.C v. Moran
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-04472Filed 06/15/1995
  • S.E.C v. Norton
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-04451Filed 06/14/1995
  • S.E.C v. Yerasi
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-03893Filed 05/30/1995
  • S.E.C v. Bloch
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-03812Filed 05/25/1995
  • S.E.C v. Northwest Starscan
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-02400Filed 04/10/1995
  • S.E.C v. Seibald
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-02081Filed 03/28/1995
  • S.E.C v. Greenstein
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-02012Filed 03/24/1995
  • S.E.C v. Kleinbaum
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-01963Filed 03/23/1995
  • S.E.C v. Borlinghaus
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-01520Filed 03/06/1995
  • S.E.C v. Brumfield
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-00931Filed 02/09/1995
  • S.E.C v. Melbourne Capital
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:95-cv-00678Filed 01/31/1995
  • S.E.C v. Coronato
    Securities / Commodities Terminated District Court, D. New JerseyNo. 1:95-cv-00357Filed 01/24/1995
  • S.E.C v. Mathe
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-09129Filed 12/21/1994
  • S.E.C v. Steinhardt Mgmt. Co
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-09040Filed 12/16/1994
  • S.E.C v. Gold
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-08604Filed 11/29/1994
  • S.E.C v. Morris
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-08518Filed 11/23/1994
  • S.E.C v. Cantor
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-08079Filed 11/08/1994
  • S.E.C v. McNulty
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-07114Filed 09/30/1994
  • S.E.C v. Westerfield
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-06997Filed 09/26/1994
  • S.E.C v. Chugerman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-06945Filed 09/22/1994
  • S.E.C v. Basson
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-06866Filed 09/21/1994
  • S.E.C v. Heaton
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-06787Filed 09/18/1994
  • S.E.C v. Lepelstat
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-06489Filed 09/09/1994
  • S.E.C v. Glantz
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-05737Filed 08/08/1994
  • S.E.C v. Microwave Partners I
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-05666Filed 08/04/1994
  • S.E.C v. Coates
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-05361Filed 07/22/1994
  • S.E.C v. Felsher
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-04150Filed 06/06/1994
  • S.E.C v. Cencom Systems, Inc
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-04098Filed 06/02/1994
  • S.E.C v. Donohue
    Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:94-cv-06438Filed 05/20/1994
  • S.E.C v. Roman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-03621Filed 05/17/1994
  • S.E.C v. Aboodi
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-03502Filed 05/12/1994
  • S.E.C v. Ray
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-03016Filed 04/25/1994
  • S.E.C v. Ivey
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-02389Filed 04/05/1994
  • S.E.C v. Sanoff
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-01591Filed 03/09/1994
  • S.E.C v. Karger
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-01444Filed 03/03/1994
  • S.E.C v. Bainton
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:94-cv-00439Filed 01/26/1994
  • S.E.C v. Comerica Bank
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-08699Filed 12/17/1993
  • S.E.C v. Churchill Securities
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-07486Filed 11/01/1993
  • S.E.C v. Baker
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-07398Filed 10/27/1993
  • S.E.C v. Grace
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-07147Filed 10/15/1993
  • S.E.C v. F.N. Wolf & Co
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-06373Filed 09/13/1993
  • S.E.C v. Litas International
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-06318Filed 09/10/1993
  • S.E.C v. Special Delivery
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-05766Filed 08/18/1993

Showing 201–250 of 304