S.E.C v. Westerfield
S.E.C v. Westerfield is a federal securities / commodities lawsuit filed on 09/26/1994 in the District Court, S.D. New York. The case was terminated on 06/03/1997.
A lawsuit records allegations and procedural activity. Being named as a party does not establish liability, wrongdoing, or the merits of any claim.
- Court
- District Court, S.D. New York (S.D.N.Y.)
Official Court Website → - Assigned judge
- John S. Martin · 2,783 cases in index
- Docket number
- 1:94-cv-06997
- Nature of suit
- 850 Securities, Commodities, Exchange
Alleged violations of federal securities or commodities laws. - Jurisdiction
- Government plaintiff
- Date filed
- 09/26/1994
- Date terminated
- 06/03/1997
13,907 Securities / Commodities cases in this court are indexed here.
Parties
- plaintiff · S.E.C · 304 cases
- defendant · Westerfield · 39 cases
About Securities / Commodities Lawsuits
Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
Frequently Asked Questions
What is S.E.C v. Westerfield?
S.E.C v. Westerfield is a federal securities / commodities lawsuit filed on 09/26/1994 in the District Court, S.D. New York. The case was terminated on 06/03/1997. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What type of case is this?
It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.
What court is the case in?
The case is in the District Court, S.D. New York, docket number 1:94-cv-06997.
When was the case filed?
S.E.C v. Westerfield was filed on 09/26/1994. It was terminated on 06/03/1997.
Other Cases Involving These Parties
Related Securities / Commodities Cases
Source: public U.S. federal court record — docket 10311925 in the CourtListener/RECAP archive (verify this docket), court docket number 1:94-cv-06997 on PACER. Court, party, date and judge fields are reproduced from that record; case-type categories, statute decoding and all aggregate figures are derived by Docket Nexus (methodology).