Docket Nexus — Federal court records.
Party

S.E.C

Federal civil lawsuits naming S.E.C.

In this index, 304 federal civil lawsuits name a party recorded as S.E.C, most often as a plaintiff (295 of 304). These may be different parties who share the name; records here are grouped by name only. These cases are most often Securities / Commodities and Federal Tax / Statutory Actions matters, filed between 1990 and 2003, most frequently in District Court, S.D. New York. Frequent opposing parties include The Brownstone Group, Willis, and Uniprime Capital.

304
Lawsuits
9
As Defendant
295
As Plaintiff
0
Open
304
Terminated
1990–2003
Span
14 mo
Median Duration
22 cases/yrNamed as plaintiff in 97% of cases96% Securities / CommoditiesNo filings since 2003

Cases by State

AL — 0 casesAZ — 0 casesAR — 0 casesCA — 0 casesCO — 0 casesCT — 0 casesDE — 0 casesDC — 3 casesFL — 7 casesGA — 0 casesID — 0 casesIL — 1 casesIN — 0 casesIA — 1 casesKS — 0 casesKY — 0 casesLA — 0 casesME — 0 casesMD — 0 casesMA — 0 casesMI — 1 casesMN — 0 casesMS — 0 casesMO — 0 casesMT — 0 casesNE — 0 casesNV — 3 casesNH — 0 casesNJ — 2 casesNM — 0 casesNY — 284 casesNC — 0 casesND — 0 casesOH — 0 casesOK — 0 casesOR — 0 casesPA — 0 casesRI — 0 casesSC — 0 casesSD — 0 casesTN — 0 casesTX — 0 casesUT — 0 casesVT — 0 casesVA — 1 casesWA — 0 casesWV — 0 casesWI — 0 casesWY — 0 cases
HI · 1

Open Cases Over Time

1990peak 57 open2003

Case Types Over Time

19902003
Securities / CommoditiesFederal Tax / Statutory ActionsCivil Rights

Filings by Year

19902003

Case Types filter →

Securities / Commodities293
Federal Tax / Statutory Actions7
Civil Rights4

Where Filed filter →

Frequent Opposing Parties

304 Cases — Newest First

  • S.E.C v. Farr
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-05767Filed 08/18/1993
  • S.E.C v. Medoff
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-05573Filed 08/10/1993
  • S.E.C v. Matonis
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-05531Filed 08/09/1993
  • S.E.C v. Cutillo
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-05471Filed 08/05/1993
  • S.E.C v. Winick
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-04796Filed 07/15/1993
  • S.E.C v. Patel
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-04603Filed 07/08/1993
  • S.E.C v. Dudgeon
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:93-cv-01451Filed 03/10/1993
  • S.E.C v. Haddad
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-09122Filed 12/17/1992
  • S.E.C v. Sahley
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-08842Filed 12/08/1992
  • S.E.C v. Polyviou
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-08764Filed 12/07/1992
  • S.E.C v. Petrini
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-08039Filed 11/04/1992
  • S.E.C v. Duffy
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-07492Filed 10/14/1992
  • S.E.C v. Information
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-07108Filed 09/30/1992
  • S.E.C v. Margolin
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-06307Filed 08/20/1992
  • S.E.C v. Caltabiano
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-04906Filed 07/02/1992
  • S.E.C v. Naegeli
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-04583Filed 06/23/1992
  • S.E.C v. First Investors Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-04281Filed 06/11/1992
  • S.E.C v. Downe
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-04092Filed 06/04/1992
  • S.E.C v. Kutik
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:92-cv-03543Filed 05/14/1992
  • S.E.C v. Korostoff
    Securities / Commodities Terminated District Court, D. New JerseyNo. 2:91-cv-03716Filed 08/21/1991
  • S.E.C v. Morelli
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:91-cv-03874Filed 06/10/1991
  • S.E.C v. Gardiner
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:91-cv-2091Filed 03/27/1991
  • S.E.C v. Renaissance Advisors, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:91-cv-2053Filed 03/25/1991
  • S.E.C v. Teicher
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:91-cv-01634Filed 03/08/1991
  • S.E.C v. Trachtman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:91-cv-398Filed 01/17/1991
  • S.E.C v. Wolfer
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:91-cv-00399Filed 01/17/1991
  • S.E.C v. Rasinski, Et Al
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:90-cv-7229Filed 11/13/1990
  • S.E.C v. Petit
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:90-cv-07090Filed 11/05/1990
  • S.E.C v. Schlien
    Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:90-cv-02247Filed 09/28/1990
  • S.E.C v. Chapnick
    Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:90-cv-06793Filed 09/27/1990
  • S.E.C v. Vista Management Inc
    Securities / Commodities Terminated District Court, S.D. FloridaNo. 1:90-cv-02207Filed 09/25/1990
  • S.E.C v. Glauberman
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:90-cv-05205Filed 08/09/1990
  • S.E.C v. Fondation Hai
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:90-cv-00277Filed 01/17/1990
  • S.E.C v. Am. Assurance Underw
    Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:89-cv-07016Filed 12/08/1989
  • S.E.C v. Kolokouris
    Securities / Commodities Terminated District Court, W.D. New YorkNo. 6:89-cv-00682Filed 06/12/1989
  • S.E.C v. Monitored Assets Corp Etal
    Securities / Commodities Terminated District Court, S.D. IowaFiled 04/26/1989
  • Suter,r v. S.E.C
    Civil Rights Terminated District Court, N.D. IllinoisFiled 04/21/1989
  • S.E.C v. Ptak
    Securities / Commodities Terminated District Court, S.D. FloridaNo. 0:88-cv-06444Filed 06/13/1988
  • S.E.C v. Yagoda
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:88-cv-00763Filed 02/03/1988
  • Falcon Sci Inc Etl v. S E C
    Civil Rights Terminated District Court, S.D. New YorkFiled 11/20/1987
  • Kutil v. S E C
    Securities / Commodities Terminated District Court, E.D. MichiganFiled 03/17/1987
  • S E C v. Brooks Etal
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 01/29/1987
  • S.E.C v. Thomas,dennis
    Securities / Commodities Terminated District Court, D. NevadaFiled 11/14/1986
  • S.E.C v. Council for Worldwid
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 7:86-cv-04604Filed 06/11/1986
  • S.E.C v. Levine
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:86-cv-03726Filed 05/12/1986
  • S E C v. North Atlantic Airlines Inc
    Securities / Commodities Terminated District Court, S.D. New YorkFiled 01/14/1986
  • S E C v. Savin Corp
    Securities / Commodities Terminated District Court, District of ColumbiaFiled 11/12/1985
  • S.E.C v. First Jersey City Se
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:85-cv-08585Filed 10/31/1985
  • S.E.C v. Monarch Funding Corp
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:85-cv-07072Filed 09/09/1985
  • S.E.C v. Price Waterhouse
    Securities / Commodities Terminated District Court, S.D. New YorkNo. 1:85-cv-04787Filed 06/20/1985

Showing 251–300 of 304