S.E.C v. Stewart

Court

District Court, S.D. New York (S.D.N.Y.)
Official Court Website →

Assigned judge

Richard J. Holwell · 1,294 cases in index

Docket number

1:03-cv-04070

Cause

15:77 Securities Fraud
15 U.S.C. § 77 — Securities Act of 1933

Nature of suit

850 Securities/Commodities
Alleged violations of federal securities or commodities laws.

Jurisdiction

U.S. Government Plaintiff

Jury demand

None

Date filed

06/04/2003

Date terminated

09/21/2006

13,896 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · S.E.C · 304 cases
• defendant · Stewart · 4773 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is S.E.C v. Stewart?

S.E.C v. Stewart is a federal securities / commodities lawsuit filed on 06/04/2003 in the District Court, S.D. New York. The case was terminated on 09/21/2006. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:03-cv-04070.

When was the case filed?

S.E.C v. Stewart was filed on 06/04/2003. It was terminated on 09/21/2006.

What law is the case brought under?

The docket lists the cause as 15 U.S.C. § 77 — Securities Act of 1933.