S.E.C v. Chabot

Court

District Court, S.D. New York (S.D.N.Y.)
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Assigned judge

Naomi Reice Buchwald · 3,627 cases in index

Docket number

1:01-cv-09976

Cause

15:78m(a) Securities Exchange Act
15 U.S.C. § 78m

Nature of suit

850 Securities/Commodities
Alleged violations of federal securities or commodities laws.

Jurisdiction

U.S. Government Plaintiff

Jury demand

None

Date filed

11/13/2001

Date terminated

06/24/2003

13,866 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · S.E.C · 304 cases
• defendant · Chabot · 43 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is S.E.C v. Chabot?

S.E.C v. Chabot is a federal securities / commodities lawsuit filed on 11/13/2001 in the District Court, S.D. New York. The case was terminated on 06/24/2003. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:01-cv-09976.

When was the case filed?

S.E.C v. Chabot was filed on 11/13/2001. It was terminated on 06/24/2003.

What law is the case brought under?

The docket lists the cause as 15 U.S.C. § 78m.