S.E.C v. Walsh

Court

District Court, S.D. New York (S.D.N.Y.)
Official Court Website →

Assigned judge

Robert W. Sweet · 3,643 cases in index

Docket number

1:02-cv-09921

Cause

15:78m(a) Securities Exchange Act
15 U.S.C. § 78m

Nature of suit

850 Securities/Commodities
Alleged violations of federal securities or commodities laws.

Jurisdiction

Federal Question

Jury demand

None

Date filed

12/17/2002

Date terminated

01/07/2003

13,899 Securities / Commodities cases in this court are indexed here.

Parties

• plaintiff · S.E.C · 304 cases
• defendant · Walsh · 1625 cases

About Securities / Commodities Lawsuits

Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

Frequently Asked Questions

What is S.E.C v. Walsh?

S.E.C v. Walsh is a federal securities / commodities lawsuit filed on 12/17/2002 in the District Court, S.D. New York. The case was terminated on 01/07/2003. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What type of case is this?

It is classified as “Securities / Commodities” under the federal nature-of-suit system. Securities cases involve alleged violations of federal securities or commodities laws — including fraud, misstatements to investors, insider trading, and shareholder class actions brought under the Securities Act and Securities Exchange Act.

What court is the case in?

The case is in the District Court, S.D. New York, docket number 1:02-cv-09921.

When was the case filed?

S.E.C v. Walsh was filed on 12/17/2002. It was terminated on 01/07/2003.

What law is the case brought under?

The docket lists the cause as 15 U.S.C. § 78m.